|
|
|
|
|
|
|
|
 Compliance
RIA Financial Services (RIA) Compliance Department Mission Statement:
To establish and implement risk-based policies, procedures, and processes to comply the with the laws of the United States and those of the jurisdictions in which we operate, as well as, safeguard RIA�’s operations from money laundering and terrorist financing. RIA’s Compliance Department strives to be considered a best-in-class global Anti-Money Laundering and Anti-Terrorist Financing Compliance Department.
Anti Money Laundering (AML) and Anti-Terrorist Financing (ATF) Compliance
RIA is committed to detecting and preventing money laundering and terrorist financing. Consequently, enhanced due diligence is performed on all Agents and Correspondents before Appointment. All remittances processed by RIA are screened with enhanced controls to prevent money laundering and terrorist financing. It is RIA’s policy to follow both the letter and spirit of the law and regulations. Our policies and procedures comply with laws of the United States and those of the jurisdictions in which we operate. RIA also complies with the Office of Foreign Asset Control (“OFAC”) and adheres to all European Union and United Nations sanctions.
RIA’s Compliance Department is dedicated to providing support and ongoing guidance regarding AML and ATF, as well as, our own policies and procedures. If you have any comments, questions, or require guidance or support please contact us at compliance@riafinancial.com or call 01-562-345-2119.
USEFUL LINKS
National Money Transmitters Association
www.nmta.us
Money Transmitters Regulators Association
www.mtraweb.org
Alert Global Media, Inc, publisher of Money Laundering Alert
www.moneylaundering.com
www.lavadodinero.com
Association of Anti-Money Laundering Specialist
www.acams.org
Financial Crimes Enforcement Network (FINCEN)
www.fincen.gov
www.msb.gov – Site for Money Service Businesses
www.msb.gov/pdf/msbstatecontactsfinal.pdf - State Regulators contact information
Internal Revenue Services (IRS)
www.irs.ustreas.gov
Office of Foreign Asset Control
www.treas.gov/offices/enforcement/ofac/
Financial Transactions and Reports Analysis Centre of Canada
www.fintrac.gc.ca
Royal Canadian Mounted Police
www.rcmp-grc.gc.ca
HM Revenue and Customs - United Kingdom
www.hmrc.gov.uk
Financial Services Association - United Kingdom
www.fsa.gov.uk/Pages/about/index.shtml
Bank of England - Financial Sanctions - United Kingdom
www.bankofengland.co.uk/publications/financialsanctions/newsreleases/index.htm
NCIS Regulated Sector Disclosure Report - United Kingdom
www.ncis.co.uk/disclosure.asp
Joint Money Laundering Steering Group
www.jmlsg.org
Irish Financial Services Regulations Association- Ireland
www.ifsra.ie
Australia
www.austrac.gov.au
Ufficio Italiano Dei Cambi ("UCI") - Italy
http://www.uic.it
Servicio Ejecutivo Comision de Prevencion de Blanqueo de Capitales e Infracciones Monetarias ("SEPBLAC") - Spain
http://www.sepblac.es/espanol/home_esp.htm
Banco de Espana ("Bank of Spain") - Spain
http://www.bde.es/
Ministere de lEconomie des Finances et de Industrie (Minefi) - France
http://www.minefi.gouv.fr/
Traitement du renseignment et action contre les circuits financiers clandestins ("Tracfin") - France
http://www.tracfin.minefi.gouv.fr/
|
|
| |
|
|
Home 
Terms and Conditions